Florida Office of Financial Regulation: All Issuer Dealers, Canadian Dealers or Broker Dealers (non-FINRA) Must Use the Regulatory Enforcement and Licensing (REAL) System as of November 22, 2010
Mar 29, 2011
The Florida Office of Financial Regulation has advised that, pursuant to Rule 69W-301.002, F.A.C., all Issuer Dealers, Canadian Dealers or Broker Dealers (non-FINRA [Financial Industry Regulatory Authority]) Must Use the Regulatory Enforcement and Licensing (REAL) System as of November 22, 2010 to submit all applications, pay fees and update registration information online.
To access complete instructions on how to establish an account and use the system, click on the attachment below.